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CFP

Thomas Turner

Northwest Financial Advisors LLC
33 Years of Experience
Vienna, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Turner is a CFP-designated registered investment advisor at Northwest Financial Advisors LLC, based in Vienna, VA, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,915 clients with $1.2B in assets under management.

Northwest Financial Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,915 clients
Average Client Portfolio
$650K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is up to 2.00% for standard programs and up to 1.00% advisory fee plus 0.35% program fee for Guided Wealth Portfolios. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

231 Maple Avenue, East, Vienna, VA, 22180

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is an employee of NW Financial Group, LLC and provides investment advisory services through Northwest Financial Advisors LLC. He also works as a life insurance agent for Northwest Insurance Agency LLC, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Northwest Financial Advisors LLC
August 2013 - Present · 13 yrs 2 mos
Northwest Financial Group LLCBroker
September 2008 - Present · 18 yrs 1 mo
LPL Financial LLC
September 2008 - Present · 18 yrs 1 mo
LPL Financial LLCBroker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Northwest Financial LLC
October 2008 - August 2013 · 4 yrs 10 mos
LPL Financial LLC
September 2008 - August 2013 · 4 yrs 11 mos
Financial Network Investment Corporation
August 2004 - July 2008 · 3 yrs 11 mos
Financial Network Investment CorporationBroker
March 2004 - July 2008 · 4 yrs 4 mos
PFS Investments INC.Broker
December 2003 - March 2004 · 3 mos
Lincoln Financial Advisors Corporation
August 1997 - November 2003 · 6 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
August 1992 - November 2003 · 11 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
August 1992 - November 2003 · 11 yrs 3 mos
State Registrations32 states
AZCACOCTDCDEFLGAILINKYMAMDMIMNMSNCNJNVNYOHOKPARISCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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