Peter Roe
Peter Roe is a registered investment advisor at Cetera Investment Advisers LLC, based in Asheville, NC, with 33 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Asheville, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is a co-owner/manager of B & R Financial LLC, co-owner of a vacation property, and a financial advisor servicing baseball clients. He also sells fixed insurance, life insurance, and disability insurance, and is a board member and chair for Camp Grier, a non-profit camp.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Circle One Wealth Management, LLC
Triton Financial, LLC
Veritrust Financial, LLCBroker
Multi-Financial Securities Corporation
Horizon Financial Group,llc
Multi-Financial Securities CorporationBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Key Brokerage Company, INC.Broker
State Registrations15 states
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