BF
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Barry Falter
33 Years of Experience
Lincoln, NE
1 DisclosureBrokerSells Insurance
Barry Falter is a registered investment advisor at Cetera Investment Advisers LLC, based in Lincoln, NE, with 33 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Lincoln, NE
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Regulatory History (1)
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Customer Dispute
November 2002Pending
Other Business ActivitiesSells Insurance
Barry sells life insurance through Falter Wealth Management Services, dedicating a few hours per week to this activity. He also owns multiple rental real estate properties and LLCs, spending minimal time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
September 2016 - May 2021 · 4 yrs 8 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Advisory Services
March 2004 - September 2016 · 12 yrs 6 mos
Vsr Financial Services, INC.Broker
March 2004 - September 2016 · 12 yrs 6 mos
Gunnallen Financial, INC
October 2003 - March 2004 · 5 mos
Gunnallen Financial, INCBroker
May 2002 - March 2004 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 1997 - May 2002 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1992 - May 2002 · 9 yrs 9 mos
State Registrations5 states
AZCACONETX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.