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Marc Fishman

LPL Financial LLC
33 Years of Experience
Bloomington, IN
1 DisclosureBroker
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Marc Fishman is a registered investment advisor at LPL Financial LLC, based in Bloomington, IN, with 33 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2801 E Buick Cadillac Blvd, Bloomington, IN, 47401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc has a DBA under Old National Investments since 2014. He is also an LPL Financial Advisor through Old National Bank, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2011 - Present · 15 yrs 5 mos
LPL Financial LLCBroker
May 2011 - Present · 15 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2007 - May 2011 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2005 - May 2011 · 5 yrs 9 mos
Mcdonald Investments INC.Broker
July 2004 - September 2005 · 1 yr 2 mos
Onb Investment Services, INC.Broker
June 2002 - July 2004 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - June 2001 · 1 yr 8 mos
Banc One Securities CorporationBroker
February 1999 - October 1999 · 8 mos
First Chicago Nbd Investment Services, INC.Broker
August 1997 - February 1999 · 1 yr 6 mos
Key Investments INC.Broker
March 1995 - July 1997 · 2 yrs 4 mos
Society Investments, INC.Broker
February 1994 - March 1995 · 1 yr 1 mo
Smith Barney Shearson INC.Broker
July 1993 - February 1994 · 7 mos
Lehman Brothers INC.Broker
July 1992 - July 1993 · 1 yr
State Registrations16 states
AZCACOFLIAILINKYMSNCNYOHPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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