Marc Fishman
Marc Fishman is a registered investment advisor at LPL Financial LLC, based in Bloomington, IN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2801 E Buick Cadillac Blvd, Bloomington, IN, 47401
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2001Other Business Activities
Marc has a DBA under Old National Investments since 2014. He is also an LPL Financial Advisor through Old National Bank, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Mcdonald Investments INC.Broker
Onb Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Key Investments INC.Broker
Society Investments, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.