TrueAdvisor
TrueAdvisor
BS
CFP
BS
CFP

Brian Sherman

LPL Enterprise, LLC
31 Years of Experience
Bedminster, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Brian Sherman is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Bedminster, NJ, with 31 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 Us Highway 202/206, Suite 3, Bedminster, NJ, 07921

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2026
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian owns an accounting and tax preparation business since 2018, dedicating about 10-20% of his time to it. He also owns rental property since 2003, spending minimal time on maintenance and management.

Employment History
Current Registrations
LPL Enterprise, LLC
June 2026 - Present · 4 mos
LPL Enterprise, LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Missionsquare Wealth ManagementBroker
March 2025 - April 2026 · 1 yr 1 mo
Missionsquare Retirement
March 2025 - April 2026 · 1 yr 1 mo
Avantax Advisory Services
March 2018 - March 2025 · 7 yrs
Avantax Investment Services, INC.Broker
February 2018 - March 2025 · 7 yrs 1 mo
Citigroup Global Markets INC.
February 2017 - March 2018 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
January 2017 - March 2018 · 1 yr 2 mos
H.D. Vest Advisory Services, INC
February 2016 - February 2017 · 1 yr
Hd Vest Investment ServicesBroker
January 2016 - February 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - February 2016 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - February 2016 · 1 yr 3 mos
AXA Advisors, LLC
December 2008 - November 2014 · 5 yrs 11 mos
AXA Advisors, LLCBroker
April 2008 - November 2014 · 6 yrs 7 mos
H.D. Vest Investment ServicesBroker
August 2007 - February 2008 · 6 mos
World Group Securities, INC.Broker
March 2005 - November 2006 · 1 yr 8 mos
Metlife Securities INC.Broker
July 2004 - October 2004 · 3 mos
Metropolitan Life Insurance CompanyBroker
July 2004 - October 2004 · 3 mos
C. J. M. Planning CORP.Broker
January 2004 - July 2004 · 6 mos
Pruco Securities CorporationBroker
August 1998 - December 2003 · 5 yrs 4 mos
Wma Securities, INC.Broker
June 1995 - December 1997 · 2 yrs 6 mos
Mds Securities IncorporatedBroker
March 1995 - April 1995 · 1 mo
C. J. M. Planning CORP.Broker
May 1994 - March 1995 · 10 mos
Marketing One Securities, INC.Broker
July 1993 - May 1994 · 10 mos
C. J. M. Planning CORP.Broker
August 1992 - August 1993 · 1 yr
State Registrations3 states
CANJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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