David Phillips
David Phillips is a registered investment advisor at Valley Wealth Strategies, LLC, based in Walnut Creek, CA, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,055 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M+ | 1.00% |
Fees negotiable for amounts over $1,500,000.
Fee Estimator
Location
460 N. Civic Drive, Suite 312, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an advisor for Zuk Financial Group, an entity for his LPL business, dedicating full-time hours. He also provides investment advisory services through Valley Wealth Strategies, LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
Valley Wealth Strategies, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Valley Wealth Strategies
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
Quest Capital Strategies, INC.Broker
Charles Schwab & CO., INC.Broker
Quest Capital Strategies, INC.Broker
Development Corporation for IsraelBroker
State Registrations7 states
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