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Eric Harris

Transamerica Financial Advisors, LLC
29 Years of Experience
Clearwater, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Harris is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Clearwater, FL, with 29 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 Cleveland St, Suite 501-24, Clearwater, FL, 33755

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He is also an independent Medicare/Health agent with United Healthcare, assisting customers with Medicare decisions, dedicating about 10-20% of his time.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
October 2021 - Present · 5 yrs
Transamerica Financial Advisors, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Pruco Securities, LLC.Broker
October 2020 - April 2021 · 6 mos
Prudential Financial Planning Services
October 2020 - April 2021 · 6 mos
Paulson Investment Company, LLC
June 2017 - October 2018 · 1 yr 4 mos
Paulson Investment Company, LLC
May 2017 - June 2017 · 1 mo
Paulson Investment Company LLCBroker
May 2017 - October 2018 · 1 yr 5 mos
Metlife Securities INC.
March 1993 - December 2015 · 22 yrs 9 mos
Metlife Securities INC.Broker
March 1993 - December 2015 · 22 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
March 1993 - July 2007 · 14 yrs 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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