Sal Ruggiero is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2015 - Present · 10 yrs 10 mos
Morgan StanleyBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Barclays Capital INC.
January 2009 - July 2015 · 6 yrs 6 mos
Barclays Capital INC.Broker
September 2008 - July 2015 · 6 yrs 10 mos
Lehman Brothers INC.
March 2008 - October 2008 · 7 mos
Lehman Brothers INC.Broker
January 2000 - September 2008 · 8 yrs 8 mos
Dean Witter Reynolds INC.Broker
November 1998 - August 2000 · 1 yr 9 mos
Cibc Oppenheimer CORP.Broker
July 1996 - November 1998 · 2 yrs 4 mos
Lehman Brothers INC.Broker
August 1992 - July 1996 · 3 yrs 11 mos
State Registrations26 states
AZCACOCTDCFLGAKYMAMDMEMINCNHNJNMNYOHOKORPASCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.