David Walkup
David Walkup is a registered investment advisor at Osaic Wealth, INC., based in The Woodlands, TX, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1725 Hughes Landing Blvd., Suite 1250, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2011Customer Dispute
February 2001Other Business ActivitiesSells Insurance
David is a financial advisor for Harman Wealth Management and Harman Asset Management, spending about a quarter of his time recommending insurance products and a few hours per week converting referrals to clients. He also serves as Vice President of Gary Glen HOA, a volunteer position requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Harman Asset Management, LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Comprehensive Asset Management and Servicing, INC.Broker
Greystone Financial Group, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.