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CFP

David Wilke

Capital Investment Advisory Services, LLC
34 Years of Experience
Atlanta, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Wilke is a CFP-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Atlanta, GA, with 34 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.

Capital Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
6,276 clients
Average Client Portfolio
$381K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3340 Peachtree Road Ne, Suite 2300, Atlanta, GA, 30326

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent with Capital Insurance Affiliates, focusing on sales and service of insurance. This activity takes about half of David's time, including time during normal trading hours.

Employment History
Current Registrations
Capital Investment Advisory Services, LLC
November 2018 - Present · 7 yrs 11 mos
Capital Investment Group, INC.Broker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Principal Securities, INC.
January 2006 - November 2018 · 12 yrs 10 mos
Principal Securities, INC.Broker
October 2005 - November 2018 · 13 yrs 1 mo
Investment Advisors
February 2003 - November 2005 · 2 yrs 9 mos
Proequities, INC.Broker
June 1997 - November 2005 · 8 yrs 5 mos
Manequity, INC.Broker
August 1996 - May 1997 · 9 mos
Metlife Securities INC.Broker
August 1992 - August 1996 · 4 yrs
Metropolitan Life Insurance CompanyBroker
August 1992 - August 1996 · 4 yrs
State Registrations5 states
CAFLGATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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