Charles Tyler is a registered investment advisor, based in Alamo, CA, with 33 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3201 Danville Blvd., Ste. 285, Alamo, CA, 94507
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Regulatory History (3)
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Customer Dispute
April 2003Closed-No Action
Customer Dispute
September 2002Denied
Employment Separation After Allegations
July 2002Other Business ActivitiesSells Insurance
Charles is an independent insurance agent for various companies, dedicating minimal time to this. He is also the CIO of Capital Planning Partners LLC, working nearly full-time, and an advisory representative of a RIA, CIRA, dedicating a significant amount of time to this.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2006 - Present · 20 yrs 4 mos
Cambridge Investment Research Advisors, INC.
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
Tower Square Securities, INC.
June 2004 - July 2006 · 2 yrs 1 mo
Tower Square Securities, INC.Broker
June 2004 - July 2006 · 2 yrs 1 mo
Ws Griffith Securities, INC.
October 2003 - June 2004 · 8 mos
Ws Griffith Securities, INC.Broker
August 2003 - June 2004 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - August 2002 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1994 - August 2002 · 7 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1992 - September 1994 · 2 yrs 1 mo
State Registrations14 states
ALAZCACOGAILMTNYOHORTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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