Roya Ghavami is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
July 2007 - June 2009 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
July 2007 - June 2009 · 1 yr 11 mos
Citigroup Global Markets INC.
May 2007 - August 2007 · 3 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2007 · 3 mos
Citicorp Investment Services
September 2004 - May 2007 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
August 2002 - May 2007 · 4 yrs 9 mos
Prudential Securities IncorporatedBroker
March 2001 - April 2002 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
July 1995 - December 2000 · 5 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1992 - November 1994 · 2 yrs 4 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.