AH
CFP
AH
CFP
Anthony Han
33 Years of Experience
San Francisco, CA
3 DisclosuresBroker
Anthony Han is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in San Francisco, CA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
101 California Street, Suite 4500, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008Settled
Customer Dispute
September 2003Denied
Customer Dispute
November 2000Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
June 2001 - September 2016 · 15 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
August 1993 - September 1997 · 4 yrs 1 mo
Sutro & CO. IncorporatedBroker
October 1992 - July 1993 · 9 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.