PD
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Paul Dowd

29 Years of Experience
Bristol, IN
Broker

Paul Dowd is a registered investment advisor at Cetera Investment Advisers LLC, based in Bristol, IN, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Bristol, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Paul is a business development director for The Benefit Companies Inc. and its DBAs, focusing on retirement plan services and marketing. He also serves as treasurer for Trail Life Troop IN-0507, a boys club troop, dedicating minimal time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
December 2022 - Present · 3 yrs 5 mos
Cetera Wealth Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2022 - June 2023 · 7 mos
Morningstar Investment Management LLC
May 2011 - September 2022 · 11 yrs 4 mos
Deutsche Investment Management Americas INC.
July 2003 - April 2008 · 4 yrs 9 mos
Dws Scudder Distributors, INC.Broker
July 2003 - April 2008 · 4 yrs 9 mos
Charles Schwab & CO., INC.
July 1998 - May 2003 · 4 yrs 10 mos
Charles Schwab & CO., INC.Broker
February 1997 - May 2003 · 6 yrs 3 mos
Guardian Investor Services CorporationBroker
March 1996 - November 1996 · 8 mos
Nylife Securities INC.Broker
August 1992 - July 1995 · 2 yrs 11 mos
State Registrations3 states
ILINWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.