Tracy Duncan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Winston Salem, NC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1910 Peace Haven Road, Winston Salem, NC, 27106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tracy operates Allegacy Investment Group as a DBA for their LPL business since 2001. This takes nearly full-time, with most of the time spent during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Invesco Services, INC.Broker
Aon Securities CorporationBroker
Forth Financial Securities, CorporationBroker
Guardian Investor Services CorporationBroker
State Registrations13 states
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