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Paul Carr

Wells Fargo Advisors
33 Years of Experience
Seattle, WA
1 DisclosureBroker
View SEC Summary
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Paul Carr is a registered investment advisor at Wells Fargo Advisors, based in Seattle, WA, with 33 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

999 3rd Ave, [Wv-Rbo], Seattle, WA, 98104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
September 2016 - Present · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2016 - Present · 10 yrs 1 mo
Wells Fargo Advisors
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
November 2014 - October 2016 · 1 yr 11 mos
Robert W. Baird & CO. Incorporated
November 2014 - October 2016 · 1 yr 11 mos
Mcadams Wright Ragen, INC.
October 2009 - November 2014 · 5 yrs 1 mo
Mcadams Wright Ragen, INC.Broker
October 2009 - November 2014 · 5 yrs 1 mo
Banc of America Investment Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
Banc of America Investment Services, INC.
July 1998 - October 2009 · 11 yrs 3 mos
Ba Investment Services, INC.Broker
July 1998 - July 1999 · 1 yr
Pnmr Securities, INC.Broker
July 1994 - April 1995 · 9 mos
Seafirst Investment Services, INC.Broker
July 1993 - July 1998 · 5 yrs
Cowles, Sabol & Company, IncorporatedBroker
October 1992 - April 1993 · 6 mos
Fortis Investors, INC.Broker
July 1992 - October 1992 · 3 mos
State Registrations10 states
AZCAFLMIMTORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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