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Tod Frick

33 Years of Experience
Fairhope, AL
Broker

Tod Frick is a registered investment advisor at Morgan Stanley, based in Fairhope, AL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7530 Parker Road, Fairhope, AL, 36532

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tod serves as an executor/co-executor and trustee/co-trustee for estates in Austin, Texas since June 2022. This activity requires minimal time during business hours.

Employment History
Current Registrations
Morgan Stanley
June 2010 - Present · 15 yrs 11 mos
Morgan StanleyBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1992 - June 2010 · 17 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - June 2010 · 17 yrs 9 mos
State Registrations37 states
AKALARAZCACOCTDEFLGAILINKSKYLAMAMEMIMNMOMSNCNJNMNVNYOHOKPARISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tod Frick - Financial Advisor | TrueAdvisor