John Banks
John Banks is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Secaucus, NJ, with 34 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.
Fee Estimator
Location
Secaucus, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John coaches youth hockey since February 2024, dedicating a few hours per week. This activity is not investment-related.
Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
Garden State Securities, INC.
Garden State Securities, INC.Broker
Previous Registrations
First Montauk Securities CORP.Broker
First Union Securities, INC.Broker
First Albany CorporationBroker
M.S. Farrell & Company, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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