Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
2,122 clients
Average Client Portfolio
$265K average
Assets Under Management
$561.5M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

The annual fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

328 Newman Springs Road, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John coaches youth hockey since February 2024, dedicating a few hours per week. This activity is not investment-related.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
March 2024 - Present · 1 yr 11 mos
Garden State Securities, INC.
November 2008 - Present · 17 yrs 3 mos
Garden State Securities, INC.Broker
November 2008 - Present · 17 yrs 3 mos
Previous Registrations
First Montauk Securities CORP.Broker
June 2002 - December 2008 · 6 yrs 6 mos
First Union Securities, INC.Broker
August 2000 - June 2002 · 1 yr 10 mos
First Albany CorporationBroker
April 1996 - August 2000 · 4 yrs 4 mos
M.S. Farrell & Company, INC.Broker
August 1992 - April 1996 · 3 yrs 8 mos
State Registrations8 states
CAFLILMANHNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.