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Lance Horton

Raymond James & Associates, INC.
34 Years of Experience
Las Vegas, NV
1 DisclosureBroker
View SEC Summary
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Lance Horton is a registered investment advisor at Raymond James & Associates, INC., based in Las Vegas, NV, with 34 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10801 W. Charleston Blvd, Suite 120, Las Vegas, NV, 89135

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lance is a board member for the Darren Waller Foundation, a private foundation, focusing on business development and growth. He also holds power of attorney for someone in Bakersfield, California, dedicating minimal time outside of business hours to this.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2023 - Present · 3 yrs 5 mos
Raymond James & Associates, INC.Broker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2023 · 13 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2023 · 13 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.
July 1997 - September 2007 · 10 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1994 - September 2007 · 13 yrs 2 mos
Dean Witter Reynolds INC.Broker
August 1992 - July 1994 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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