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Lance Horton

33 Years of Experience
Las Vegas, NV
1 DisclosureBroker

Lance Horton is a registered investment advisor at Raymond James & Associates, INC., based in Las Vegas, NV, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

10801 W. Charleston Blvd, Suite 120, Las Vegas, NV, 89135

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Denied
Other Business Activities

Lance is a board member for the Darren Waller Foundation, a private foundation, focusing on business development and growth. He also holds power of attorney for someone in Bakersfield, California, dedicating minimal time outside of business hours to this.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2023 - Present · 3 yrs
Raymond James & Associates, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Morgan Stanley
June 2009 - April 2023 · 13 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2023 · 13 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.
July 1997 - September 2007 · 10 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1994 - September 2007 · 13 yrs 2 mos
Dean Witter Reynolds INC.Broker
August 1992 - July 1994 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lance Horton - Financial Advisor | TrueAdvisor