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Dana Gibbs

Ameriprise Financial Services, LLC
33 Years of Experience
Auburn, MI
2 DisclosuresBroker
View SEC Summary
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Dana Gibbs is a registered investment advisor at Ameriprise Financial Services, LLC, based in Auburn, MI, with 33 years of industry experience. Dana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Auburn, MI

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2010
Final Disposition
Customer Dispute
February 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLC
July 2024 - Present · 2 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Benjamin F. Edwards & Company, INC.Broker
October 2013 - July 2024 · 10 yrs 9 mos
Benjamin F. Edwards & Company, Incorporated
October 2013 - July 2024 · 10 yrs 9 mos
Wells Fargo Advisors, LLC
January 2011 - October 2013 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2013 · 5 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
April 1999 - January 2008 · 8 yrs 9 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 1998 - May 1999 · 11 mos
Corelink Financial, INC.Broker
May 1996 - July 1997 · 1 yr 2 mos
Marketing One Securities, INC.Broker
July 1992 - March 1996 · 3 yrs 8 mos
State Registrations16 states
CACOFLGAILINKSMDMINHNJNMNYOHTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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