Lisa Rossi
Lisa Rossi is a CFP-designated registered investment advisor at Gladstone Wealth Partners, based in Palm Beach Gardens, FL, with 33 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 7,910 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gladstone Wealth Partners charges up to 2.00% of your portfolio per year for investment management. This fee is negotiable and paid quarterly in advance. Clients in non-wrap programs will separately incur commissions and transaction costs. Gladstone also uses third-party technology platforms to manage retirement accounts, and passes the cost of these platforms on to you, sometimes with a markup.
Location
2000 Pga Blvd., Suite 4440, Palm Beach Gardens, FL, 33408
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2011Customer Dispute
June 2005Customer Dispute
October 2004Customer Dispute
December 2003Other Business ActivitiesSells Insurance
Lisa is involved with Kipps Consulting LLC for tax/investment purposes, receives non-variable insurance trails, and is involved with non-variable insurance directly. She also owns rental real estate and is associated with Symmetry Wealth Advisory Group, LLC, dedicating full-time hours during securities trading.
Employment History
Current Registrations
Gladstone Wealth Partners
Previous Registrations
Stratos Wealth Advisors LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fis Securities, INC.Broker
Mds Securities IncorporatedBroker
440 Financial Distributors, INC.Broker
Nathan & Lewis Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.