Gregg Hartmann is a registered investment advisor, based in Littleton, CO, with 33 years of industry experience.
Location
2979 W Main St, Suite 300-309, Littleton, CO, 80120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gregg is a 100% owner of Summit Investment Advisors, LLC for tax purposes. He is also a landlord for the Michael Uihlein Sr rental property and a Vice President of Bear Creek Estates Home Owners Association, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.