Daniel Novotny
Daniel Novotny is a registered investment advisor at Commonwealth Financial Network, based in Winter Park, FL, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
301 North Park Avenue, Suite A, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2004Other Business ActivitiesSells Insurance
Daniel is involved in fixed insurance sales and is a member and 50% owner of Breed's Hill Wealth Management, LLC, an entity created for operating a securities business. Both activities are investment-related and occur at the branch location.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Stockcross Financial Services
Stockcross Financial Services, INC.Broker
State Farm Vp Management CORP.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
TD Ameritrade, INC.Broker
Dain Bosworth IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.