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Denis Hedderman

Ameriprise Financial Services, LLC
29 Years of Experience
Palos Park, IL
1 DisclosureBroker
View SEC Summary
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Denis Hedderman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Palos Park, IL, with 29 years of industry experience. Denis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9530 W 131st St, Palos Park, IL, 60464

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Denis works for Republic Bank since 2016. This takes about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 8 yrs 4 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 8 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Investment Professionals, INC.Broker
January 2013 - September 2018 · 5 yrs 8 mos
Investment Professionals, INC.
January 2013 - September 2018 · 5 yrs 8 mos
Ameriprise Financial Services, INC.
October 2009 - February 2013 · 3 yrs 4 mos
Ameriprise Financial Services, INC.Broker
October 2009 - February 2013 · 3 yrs 4 mos
Ameriprise Advisor Services, INC.
October 2007 - October 2009 · 2 yrs
Ameriprise Advisor Services, INC.Broker
October 2007 - October 2009 · 2 yrs
A. G. Edwards & Sons, INC.
March 2002 - October 2007 · 5 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
February 2002 - October 2007 · 5 yrs 8 mos
Quick & Reilly, INC.Broker
June 2001 - February 2002 · 8 mos
Fidelity Brokerage Services LLCBroker
March 2001 - May 2001 · 2 mos
Quick & Reilly, INC.Broker
July 1997 - March 2001 · 3 yrs 8 mos
State Registrations11 states
AZCADCFLILINMINDNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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