Betty Nollmann is a registered investment advisor, based in Asheville, NC, with 29 years of industry experience.
Location
82 Patton Avenue, Suite 610, Asheville, NC, 28801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Betty works as an assistant to a financial advisor at Gratz Park Private Wealth, dedicating about half of her time to this role. She is also a partner in Paradise Lights LLC, selling HD Motorcycle LED lights, which takes minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Intersecurities, INC.Broker
Sii Investments, INC.Broker
Gunnallen Financial, INCBroker
Birchtree Financial Services, INC.Broker
Mcc Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.