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Kevin Kowalczyk

Cumberland Advisors
32 Years of Experience
Westlake Village, CA
2 Disclosures
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Kevin Kowalczyk is a registered investment advisor at Cumberland Advisors, based in Westlake Village, CA, with 32 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,236 clients with $3.2B in assets under management.

Cumberland Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,236 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fees vary by investment style: Exchange-Traded Fund portfolios charge up to 1.00%, Balanced portfolios up to 0.75%, Active/Passive portfolios up to 0.60%, and Fixed Income portfolios up to 0.525%. Fees are typically negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Westlake Village, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2005
Final
Customer Dispute
October 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cumberland Advisors
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Hennion & Walsh Asset Management, INC.
November 2020 - January 2025 · 4 yrs 2 mos
Hennion & Walsh, INC.Broker
November 2020 - January 2025 · 4 yrs 2 mos
Mutual Trust CO. of America SecuritiesBroker
July 2019 - January 2020 · 6 mos
Proshare Advisors LLC
August 2014 - July 2019 · 4 yrs 11 mos
Profunds Distributors, INC.Broker
June 2014 - September 2018 · 4 yrs 3 mos
First Trust Advisors LP
October 2011 - February 2014 · 2 yrs 4 mos
First Trust Portfolios L.P.Broker
January 2010 - February 2014 · 4 yrs 1 mo
David A. Noyes & Company
July 2000 - January 2010 · 9 yrs 6 mos
David A. Noyes & CompanyBroker
October 1994 - January 2010 · 15 yrs 3 mos
David A. Noyes & CompanyBroker
September 1994 - October 1994 · 1 mo
Hamilton Investments, INC.Broker
July 1993 - November 1994 · 1 yr 4 mos
Thomas James Associates, INC.Broker
August 1992 - July 1993 · 11 mos
State Registrations2 states
CAFL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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