Kevin Kowalczyk is a registered investment advisor at Cumberland Advisors, based in Sarasota, FL, with 31 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,236 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cumberland Advisors' investment management fees are negotiated with each client, taking into account the complexity and type of securities portfolios. The fees below represent the maximum fee that may be charged:
- Exchange-Traded Fund (ETF) Portfolios – 1.00% per year
- Balanced Portfolios – 0.75% per year
- Active/Passive Portfolios – 0.60% per year
- Fixed Income Portfolios – 0.525% per year
Location
1 South School Avenue, Suite 900, Sarasota, FL, 34237
Get directionsHistory
Regulatory History (2)
Regulatory
June 2005Customer Dispute
October 2002Employment History
Current Registrations
Cumberland Advisors
Previous Registrations
Hennion & Walsh Asset Management, INC.
Hennion & Walsh, INC.Broker
Mutual Trust CO. of America SecuritiesBroker
Proshare Advisors LLC
Profunds Distributors, INC.Broker
First Trust Advisors LP
First Trust Portfolios L.P.Broker
David A. Noyes & Company
David A. Noyes & CompanyBroker
David A. Noyes & CompanyBroker
Hamilton Investments, INC.Broker
Thomas James Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.