DC
DC

Dean Chamberlain

31 Years of Experience
Stamford, CT
Broker

Dean Chamberlain is a registered investment advisor at Rampart Asset Management LLC, based in Stamford, CT, with 31 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$25M
Investment management only (planning not offered)

Rampart Asset Management's fees for managing your investments are negotiated and can be up to 1.25% of the value of your portfolio per year. The fees can be billed monthly or quarterly, either in advance or after the services are provided, depending on the agreement. The basis for calculating the value of your portfolio varies based on the individual arrangement with each client.

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Location

46 Southfield Avenue, Suite 200, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dean is the Registered Investment Advisor/CEO of Rampart Asset Management LLC, an investment advisory firm, since November 2024. He spends a few hours per week on this activity.

Employment History
Current Registrations
Rampart Asset Management LLC
May 2014 - Present · 12 yrs
Mischler Financial Group, INC.Broker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Nomura Securities International, INC.Broker
April 2005 - July 2009 · 4 yrs 3 mos
Banc of America Securities LLCBroker
July 2001 - April 2005 · 3 yrs 9 mos
J.P. Morgan Securities INC.Broker
January 2001 - May 2001 · 4 mos
J.P. Morgan Securities INC.Broker
March 1999 - July 2001 · 2 yrs 4 mos
Deutsche Bank Securities INC.Broker
June 1997 - March 1999 · 1 yr 9 mos
Morgan Stanley Market Products INC.Broker
May 1996 - July 1997 · 1 yr 2 mos
Morgan Stanley & CO., IncorporatedBroker
May 1996 - July 1997 · 1 yr 2 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
September 1992 - June 1996 · 3 yrs 9 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.