Roy Castillo
Roy Castillo is a CFP-designated registered investment advisor at Frontsight Wealth Advisors, LLC, based in Kingsport, TN, with 32 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 52 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
2762 East Center Street, #204, Kingsport, TN, 37664
Get directionsHistory
Regulatory History (2)
Regulatory
July 2014Customer Dispute
June 2013Other Business ActivitiesSells Insurance
Roy owns RLC Financial Services, providing tax services and selling term, life, and health insurance. This is Roy's primary occupation.
Employment History
Current Registrations
Frontsight Wealth Advisors, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Main Street Management CompanyBroker
Linsco/private Ledger CORP.Broker
South Richmond Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.