Anthony Liotti
Anthony Liotti is a registered investment advisor at UBS Asset Management (americas) LLC, based in New York, NY, with 32 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 399,225 clients with $540B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UGA does not have a standard fee schedule. UGA generally receives management fees equal to a percentage of assets under management. In some cases, UGA receives a fixed fee for its services. UGA may also receive performance-based fees. Fees are negotiated on a client-by-client basis and are based, in part, on the size and scope of the relationship, investment vehicle’s particular structure, investment process and other factors.
Location
1285 Avenue of the Americas, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is a member of the Board of Directors for Mount St. Mary's College, providing advice and guidance, especially on financial matters. This requires minimal time.
Employment History
Current Registrations
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Goldman, Sachs & CO.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Dw INC.Broker
Reinoso & Company, IncorporatedBroker
Tucker Anthony IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations53 states
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