JM
JM
James Moriarity
33 Years of Experience
Palm Beach, FL
1 DisclosureBroker
James Moriarity is a registered investment advisor at Morgan Stanley, based in Palm Beach, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
450 Royal Palm Way, 5th Floor, Palm Beach, FL, 33480
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Regulatory History (1)
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Customer Dispute
May 2024Pending
Other Business Activities
James is a passive investor in Yahtzee Outlaws LLC, a real estate venture, since March 2023. He is also an officer at Klinger Lake Country Club, dedicating a few hours per week to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
September 1997 - June 2009 · 11 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
October 1992 - June 2009 · 16 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.