Thomas Sullivan
Thomas Sullivan is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Foreside Fund Services, LLCBroker
Mizuho Securities USA INC.Broker
Merriman Capital, INC.Broker
Nicholas-Applegate Capital Management LLC
Nicholas-Applegate Securities LLCBroker
First New York Securities L.L.C.Broker
Nicholas-Applegate Securities (a California Limited Partnership)Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations13 states
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