James Walter is a registered investment advisor at Founders Capital Management INC, based in Houston, TX, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 130 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.60% |
Fees may be negotiable based on account size, expected future additions, level of trading and account complexity. FCMI has waived or negotiated lower fees for certain clients, such as charitable organizations or employees’ family members.
Fee Estimator
Location
4400 Post Oak Parkway, Suite 2530, Houston, TX, 77027-3416
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Founders Capital Management INC
Previous Registrations
Shamrock Equity Advisors, INC.
Shamrock Equity Advisors, INC.
Lighthouse Capital Management INC
Charles Schwab & CO., INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.