Cesar Lopez
Cesar Lopez is a registered investment advisor at Osaic Wealth, INC., based in Roseville, CA, with 33 years of industry experience. Cesar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
508 Gibson Dr., Ste 240, Roseville, CA, 95678
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2010Customer Dispute
August 2005Customer Dispute
March 2004Customer Dispute
April 2003Customer Dispute
June 2002Customer Dispute
March 2002Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Cesar is the President of NLA Insurance Services, selling various insurance products and marketing their sale, dedicating about a quarter of his time. He is also a partner in Next Level Advisor Solutions, managing compliance and operational workflow processes, and a partner in Next Level Advisors LLC, owning 50% of a condo rented to advisors and business professionals, dedicating minimal time to this.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Capital CorporationBroker
Questar Asset Management, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.