TP
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Timothy Pauley

33 Years of Experience
Osceola, WI
Broker

Timothy Pauley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Osceola, WI, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

201 3rd Avenue, Osceola, WI, 54020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Timothy is a director for Osceola Industrial Development Corp, spending minimal time reviewing financial statements and strategies. He is also the owner of The RiverGroup Administration Services and spends about half his time providing financial products and daily administration for The RiverGroup Financial Advisors.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 16 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 1999 - Present · 26 yrs 11 mos
Previous Registrations
Primevest Financial Services, INC.Broker
February 1993 - June 1999 · 6 yrs 4 mos
State Registrations16 states
AZCOFLIAILKSKYMIMNMONYOKSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.