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Noel Aflague

28 Years of Experience
San Francisco, CA
Broker

Noel Aflague is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Francisco, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1806 Belles Street, Ste 1B, San Francisco, CA, 94129

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2011 - Present · 15 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2003 - Present · 22 yrs 11 mos
Previous Registrations
Integroup Financial Advisors
January 2009 - December 2013 · 4 yrs 11 mos
Integroup Financial Advisors
December 2002 - December 2005 · 3 yrs
Linsco/private Ledger CORP.
January 2002 - August 2002 · 7 mos
Linsco/private Ledger CORP.Broker
January 2002 - August 2002 · 7 mos
Hsbc Securities, INC.Broker
November 1995 - April 1997 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1992 - October 1995 · 3 yrs 2 mos
State Registrations17 states
ARAZCACOCTDCFLGAIDILMANCNJOHORVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Noel Aflague - Financial Advisor | TrueAdvisor