Robert Gartner
Robert Gartner is a registered investment advisor at Ernst & Young Investment Advisers LLP, based in Charlotte, NC, with 14 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert owns residential rental property in Davidson, NC since 2019. He spends minimal time on this passive activity, which involves renting the property and arranging for basic property maintenance.
Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Blackstone Advisory Services L.P.Broker
Nomura Securities International, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.