Lal Echterhoff is a CFA-designated registered investment advisor, based in Dallas, TX, with 33 years of industry experience.
Location
12400 Coit Road, Suite 100, Dallas, TX, 75251
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lal is involved with several Level Four entities, including advisory services, capital management, a DBA for Harbor Financial Services, a holding company, and an insurance agency. Each of these activities takes about a quarter of his time.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Capital Management
Level Four Advisory Services
Previous Registrations
LPL Financial LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Morgan Stanley Dw INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.