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CFP

Ho-Tae Chang

Bcg Securities, INC.
34 Years of Experience
Lower Gwynedd, PA
2 DisclosuresBroker
View SEC Summary
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Ho-Tae Chang is a CFP-designated registered investment advisor at Bcg Securities, INC., based in Lower Gwynedd, PA, with 34 years of industry experience. Ho-Tae is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,181 clients with $890M in assets under management.

Bcg Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,181 clients
Average Client Portfolio
$410K average
Assets Under Management
$894.2M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.00%
$1M+1.00%

Fees are negotiable on a case-by-case basis. No fee will exceed 1.50% without specific approval from the firm's Compliance Officer.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 North Bethlehem Pike, Lower Gwynedd, PA, 19002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2003
Employment Separation After Allegations
October 2003
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ho-Tae is involved in tax consulting and preparation, primarily during March and April, dedicating a few hours per week during those months. He also serves as treasurer for both Messiah United Methodist Church and Chang's School of Martial Arts, where he teaches martial arts, spending a few hours per week on the latter.

Employment History
Current Registrations
Bcg Securities, INC.
January 2004 - Present · 22 yrs 9 mos
Bcg Securities, INC.Broker
October 2003 - Present · 23 yrs
Previous Registrations
AXA Advisors, LLC
July 2002 - October 2003 · 1 yr 3 mos
Progress Financial Advisors
August 2001 - October 2003 · 2 yrs 2 mos
AXA Advisors, LLCBroker
August 1992 - October 2003 · 11 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1992 - January 2000 · 7 yrs 5 mos
State Registrations22 states
ALAZCTDCDEFLGAHIINMAMDNCNJNMNVNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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