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Vincent Dotterweich

Ameriprise Financial Services, LLC
33 Years of Experience
Sarasota, FL
2 DisclosuresBroker
View SEC Summary
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Vincent Dotterweich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sarasota, FL, with 33 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1819 Main St Ste 403, Sarasota, FL, 34236-5894

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Settled
Customer Dispute
February 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2010 - Present · 16 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2010 - Present · 16 yrs 1 mo
Ameriprise Financial Services, LLC
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLCBroker
June 2005 - September 2010 · 5 yrs 3 mos
Wells Fargo Advisors, LLC
June 2005 - September 2010 · 5 yrs 3 mos
Citigroup Global Markets INC.
October 2002 - June 2005 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2000 - June 2005 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - March 2000 · 6 yrs 5 mos
Gruntal & CO. IncorporatedBroker
March 1993 - October 1993 · 7 mos
State Registrations11 states
CAFLGAINNCNJNYPASCWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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