VD
VD

Vincent Dotterweich

33 Years of Experience
Sarasota, FL
2 DisclosuresBroker

Vincent Dotterweich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sarasota, FL, with 33 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1819 Main St Ste 403, Sarasota, FL, 34236-5894

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Settled
Customer Dispute
February 2000
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2010 - Present · 15 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2010 - Present · 15 yrs 8 mos
Ameriprise Financial Services, LLC
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
June 2005 - September 2010 · 5 yrs 3 mos
Wells Fargo Advisors, LLC
June 2005 - September 2010 · 5 yrs 3 mos
Citigroup Global Markets INC.
October 2002 - June 2005 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2000 - June 2005 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - March 2000 · 6 yrs 5 mos
Gruntal & CO. IncorporatedBroker
March 1993 - October 1993 · 7 mos
State Registrations11 states
CAFLGAINNCNJNYPASCWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vincent Dotterweich - Financial Advisor | TrueAdvisor