JH
CFP
JH
CFP

Jeffrey Higgins

33 Years of Experience
San Antonio, TX
1 DisclosureBrokerSells Insurance

Jeffrey Higgins is a CFP-designated registered investment advisor, based in San Antonio, TX, with 33 years of industry experience.

Location

4079 De Zavala Road, San Antonio, TX, 78249

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Closed-No Action
Other Business ActivitiesSells Insurance

Jeffrey maintains contracts with fixed insurance carriers for health, disability, and fixed annuity products, dedicating about 10-20% of his time. He is also involved in several real estate ventures, including rental properties and entities related to his financial services firm, Exmet Partners, LLC.

Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
LPL Financial LLC
September 2018 - May 2019 · 8 mos
LPL Financial LLCBroker
April 2007 - May 2019 · 12 yrs 1 mo
LPL Financial LLC
April 2007 - March 2013 · 5 yrs 11 mos
Metlife Securities INC.
January 2003 - April 2007 · 4 yrs 3 mos
Metlife Securities INC.Broker
January 2003 - April 2007 · 4 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
January 2003 - April 2007 · 4 yrs 3 mos
AXA Advisors, LLC
September 1992 - January 2003 · 10 yrs 4 mos
AXA Advisors, LLCBroker
August 1992 - January 2003 · 10 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1992 - January 2000 · 7 yrs 5 mos
State Registrations5 states
MONCNMTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.