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CFP
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CFP

Anthony Pondel

Northrock Partners, LLC
34 Years of Experience
Skokie, IL
1 DisclosureSells Insurance
View SEC Summary
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Anthony Pondel is a CFP-designated registered investment advisor at Northrock Partners, LLC, based in Skokie, IL, with 34 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 4,811 clients with $12B in assets under management.

Northrock Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
92 advisors
Number of Clients
4,811 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fee ranges between 0.50% and 1.50% based on the size, nature, and complexity of the relationship. An additional 0.25% account-level fee applies to assets held at Schwab and Fidelity for account servicing and operational costs. There is a minimum annual fee of $5,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5250 Old Orchard Road, Skokie, IL, 60077

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony owns a farm in Ohio that produces crop rent and tree sales, dedicating minimal time. He is also an agent for non-variable insurance, spending minimal time on this activity as well.

Employment History
Current Registrations
Northrock Partners, LLC
February 2025 - Present · 1 yr 8 mos
Previous Registrations
LPL Financial LLC
January 2019 - October 2020 · 1 yr 9 mos
Private Advisor Group, LLC
February 2014 - March 2025 · 11 yrs 1 mo
Tony Pondel, Certified Financial Planner, P.C.
April 2003 - April 2025 · 22 yrs
LPL Financial LLC
June 2001 - October 2015 · 14 yrs 4 mos
LPL Financial LLCBroker
May 2001 - March 2025 · 23 yrs 10 mos
Dreher & Associates, INC.Broker
September 1997 - May 2001 · 3 yrs 8 mos
American Express Financial Advisors INC.Broker
August 1992 - September 1997 · 5 yrs 1 mo
Ids Life Insurance CompanyBroker
August 1992 - September 1997 · 5 yrs 1 mo
State Registrations6 states
CAILNHOHTXWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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