JT
JT

James Tromp

33 Years of Experience
Manhattan, IL
Broker

James Tromp is a registered investment advisor at Cetera Investment Advisers LLC, based in Manhattan, IL, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

110 Market Place, Manhattan, IL, 60442-0003

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James owns James E. Tromp PC CPAs, an accounting and tax practice, since 1980, dedicating about full-time hours to it. He also uses "Tromp Financial Consultants" as a DBA name for his investment practice.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 1998 - Present · 28 yrs 3 mos
Cetera Financial Specialists LLCBroker
September 1992 - Present · 33 yrs 8 mos
State Registrations23 states
AZCACOFLGAHIIAILINKYLAMNMONCNENVSCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Tromp - Financial Advisor | TrueAdvisor