James Worrell
James Worrell is a registered investment advisor at Wellth Advisory Services, LLC, based in Providence, RI, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,383 clients with $24B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable. WELLth Advisory Services also uses LPL Financial's advisory programs, which have maximum fees ranging from 1.35% to 2.95%.
Fee Estimator
Location
42 Weybosset Street, Penthouse, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including DBAs for his LPL business, entities for tax/investment purposes, and providing investment advisory services through WellTh Advisory Services, LLC (dedicating nearly full-time hours). He also serves as a non-profit board member, requiring minimal time.
Employment History
Current Registrations
Wellth Advisory Services, LLC
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
Kestra Advisory Services, LLC
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Mutual Service CorporationBroker
Signator Investors, INC.Broker
John Hancock Funds, INC.Broker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.