Peter Caruso is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Poompano Beach, FL, with 34 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Poompano Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter has ownership stakes in three investment-related companies: Union 4 Captial LLC, CHK Wealth Management, LLC, and PVCWealth Management. He spends minimal time on these activities outside of trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations23 states
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