Richard Palumbo
Richard Palumbo is a registered investment advisor at Cetera Investment Advisers LLC, based in West Newton, MA, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1481 Commonwealth Avenue, West Newton, MA, 02465
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an agent selling fixed insurance products, including life, health, long-term care, and property & casualty, dedicating full-time hours to this. He is also the President of KEI-DER Associates, Inc., a DBA for fixed insurance, spending a few hours per week on sales and marketing activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
New England SecuritiesBroker
State Registrations5 states
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