Christopher Fiore
Christopher Fiore is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is an existing investor in various LLCs for personal real estate investments. He dedicates minimal time to these activities, no more than one hour per week during securities trading hours.
Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
M Vest LLCBroker
Investec Ernst & CompanyBroker
Bluestone Capital Securities, INC.Broker
Commonwealth AssociatesBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Gruntal & CO. IncorporatedBroker
Chatfield Dean & CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.