Steven Singleton
Steven Singleton is a registered investment advisor at Raymond James Investment Management, based in Oakland, CA, with 33 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raymond James Investment Management (RJIM) manages investments through various strategies. Fees for the Carillon PRISM Quality Factor strategy range from 0.25% to 0.50% of the portfolio's value per year, calculated quarterly. RJIM also manages hedge funds and mutual funds, with fees detailed in their respective offering documents and prospectuses. RJIM employees may invest in the Carillon PRISM Quality Factor investment strategy at a discounted fee or without charge.
Location
Oakland, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James Investment Management
Carillon Fund Distributors, INC.
Carillon Fund Distributors, INC.Broker
Previous Registrations
Spi Strategies, LLC
Blaylock Van, LLC
Blaylock Van, LLCBroker
Robert Van Securities, INC.
Spi Strategies, LLC
Robert Van Securities, INC.Broker
First Montauk Securities CORP.Broker
Transglobal Investments INC.Broker
Factset Data Systems, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.