TD
TD
Todd Dudley
33 Years of Experience
Barboursville, WV
3 DisclosuresBroker
Todd Dudley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Barboursville, WV, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
6472 Farmdale Rd, Barboursville, WV, 25504
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012Settled
Customer Dispute
February 2003Settled
Customer Dispute
July 2000Denied
Other Business Activities
Todd is the owner of Todd Dudley & Associates, a support company, since 2014. He spends minimal time on this business, and it is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2009 - Present · 16 yrs 10 mos
Raymond James Financial Services, INC.Broker
May 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.
October 2004 - May 2009 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
October 1992 - May 2009 · 16 yrs 7 mos
State Registrations26 states
ALAZCACODCFLGAKYMDMIMNNCNJNVNYOHOKORPARISCTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.