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CFP

Dale Lehenbauer

Raymond James Financial Services Advisors, INC
34 Years of Experience
Monroe, NC
3 DisclosuresBroker
View SEC Summary
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Dale Lehenbauer is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Monroe, NC, with 34 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 North Main Street, Monroe, NC, 28079

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Denied
Customer Dispute
February 2006
Settled
Customer Dispute
September 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dale is a member of the Finance/Investment Committee at Benton's Crossroads Baptist Church, dedicating minimal time to overseeing the budget and monitoring spending. Dale is also the sole proprietor of a support company, spending about half of his time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2013 - Present · 12 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - November 2013 · 9 mos
Raymond James & Associates, INC.Broker
February 2013 - November 2013 · 9 mos
Morgan Keegan & Company, INC.Broker
July 2007 - February 2013 · 5 yrs 7 mos
Morgan Keegan & Company, INC.
July 2007 - February 2013 · 5 yrs 7 mos
Citigroup Global Markets INC.
December 2001 - August 2007 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2001 - August 2007 · 6 yrs 5 mos
Edward JonesBroker
May 1995 - March 2001 · 5 yrs 10 mos
Ucb Investor Services, INC.Broker
March 1994 - May 1995 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1992 - April 1994 · 1 yr 6 mos
State Registrations6 states
FLNCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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