John Pontbriand
John Pontbriand is a CFA-designated registered investment advisor at LPL Financial LLC, based in Hampton, NH, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Merrill Industrial Dr, Ste 7, Hampton, NH, 03842
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John has several outside business activities, including an insurance DBA since 2006, teaching self-defense, beekeeping, equipment rental, working as a moderator, acting as a relationship manager for Salem Five, working as a whitewater rafting guide, and DBAs for LPL business. He dedicates nearly full-time hours to his LPL business DBAs.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Btm Financial Services, INC.Broker
Advest, INC.Broker
Ironwood Capital LTD.Broker
State Registrations24 states
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